Respect in the Workplace Policy

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1. APPLICATION

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1.1 This policy and procedure apply to all Alectra employees, Board Directors, contractors, andconsultants and their interactions with each other.

1.2 This policy applies to any location in which employees are engaged in work related activities and is not limited to Alectra work locations, for example, remote work locations, company vehicles, company events, and conferences.

1.3 This policy continues to apply to the work being done by Alectra employees over the phone, during conference calls, video calls, email communication, or other (i.e. as it would if the work was being performed in the office).

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2. PURPOSE

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2.1 To define the behaviour, actions and/or conduct that constitutes workplace harassment,discrimination and workplace violence.

2.2 To raise awareness of workplace harassment, discrimination and workplace violence and to promote a proactive approach to preventing workplace harassment, discrimination and workplace violence.

2.3 To define the procedure for reporting, responding to and resolving incidents of workplace harassment, discrimination and workplace violence.

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3. POLICY STATEMENT

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3.1 Alectra is committed to providing and maintaining a working environment that is based on respect for the dignity and rights of everyone in the organization. It is Alectra’s goal to take every reasonable precaution to provide a healthy and safe work environment that is free of any form of harassment, discrimination or violence.

3.2 Employees are expected to adhere to the highest ethical standards of behaviour and to perform their work in a manner that is consistent with Alectra’s Corporate Values of Respect, Customer Focus, Safety, Innovation and Excellence, to preserve a safe and healthy work environment.

3.3 It is the responsibility of every person, named in section 1.1 of this document, to abide by the Respect in the Workplace Policy and Procedure, and to participate in training on workplace harassment, discrimination and workplace violence education.

3.4 A copy of this policy shall be provided to each new employee as part of the employee’s onboarding. All employees must complete the E-learning module on the Respect in the Workplace Policy and Procedure, on an annual basis.

Additionally, the policy shall be posted on Alectra’s internet and will be provided to all contractors and consultants engaging in work for Alectra.

3.5 Employees have the right to make a report, in good faith or enforce their rights under the policy without reprisal or threat of reprisal. An employee can bring forth a formal complaint of workplace harassment, discrimination and workplace violence, through this Alectra procedure. If the employee’s immediate leader is the alleged source of the complaint, the incident may be reported to the next leadership level, the People Team, or a worker certified member or worker co-chair of the Joint Health and Safety Committee.

3.6 This policy and procedure are based on principles of fairness and due process for complainants and respondents. Alectra is committed to providing a complaint resolution process that is fair, unbiased and facilitative to all parties.

3.7 Individuals found to have committed workplace harassment, discrimination or workplace violence will be subject to disciplinary action up to and including termination for cause.

3.8 This policy will be reviewed after any serious incident or annually, whichever is earlier by the People Team.

4. DEFINITIONS

4.1 Complainant

A complainant is a person or group who makes a complaint pursuant to the process set out in this procedure.

4.2 Respondent

A respondent is a person against whom a complaint is brought.

4.3 Workplace

An Alectra workplace is:

  1. Any location where an employee is engaged in work for Alectra, including but not limited to work locations owned, leased or managed by Alectra e.g. buildings, parking garages (internal and external), grounds and yards or locations where Alectra does not have direct control over the location e.g. employee home offices, eateries, hotels, meeting facilities or vendor locations that are being used for business purposes or any work-related social events, where an employee represents Alectra.
  2. Any company-owned vehicle or equipment, or company leased vehicle or equipment. This includes privately owned vehicles used for Alectra business and where compensation is paid for the use of a vehicle.
  3. For employees instructed to work remotely the workplace does not extend to the private residence where the owner or occupant performs work, but does include the work being conducted over the phone, during conference calls, video calls, email communication, or other (i.e. as it would if the work was being performed in the office).
4.4 Workplace Harassment

Workplace harassment is a health and safety issue that is covered under the Occupational Health and Safety Act.

The Occupational Health and Safety Act defines workplace harassment as:

Engaging in a course of vexatious comment or conduct against a worker in a workplace that is known or ought reasonably to be known to be unwelcome. The comment or conduct is not restricted to face-to-face interactions, and includes comment or conduct over the phone, during conference calls, video calls, email communication, etc.

Workplace harassment may have some or all of the following components:

  • It is generally repetitive, although a single serious incident may constitute workplace harassment if it undermines the recipient’s psychological or physical integrity and has a lasting harmful effect
  • It is hostile, abusive or inappropriate
  • It affects the person’s dignity or psychological integrity
  • It results in a poisoned work environment

In addition, behaviour that intimidates, isolates or discriminates against the recipient may also be included.

Some examples of workplace harassment are:

  • Verbally abusive behaviour such as yelling, insults, ridicule and name calling including remarks, jokes or innuendos that demean, ridicule, intimidate or offend
  • Workplace pranks, vandalism, bullying and hazing
  • Gossiping or spreading malicious rumours
  • Excluding or ignoring someone, including persistent exclusion of a particular person from workplace-related social gatherings
  • Undermining someone else’s efforts by setting impossible goals, with short deadlines and deliberately withholding information that would enable a person to do their job
  • Providing only demeaning or trivial tasks in place of normal job duties
  • Humiliating someone
  • Sabotaging someone else’s work
  • Displaying or circulating offensive pictures or materials
  • Offensive or intimidating phone calls or emails
  • Cyberbullying
  • Impeding an individual’s efforts at promotions or transfers for reasons that are not legitimate
  • Making false allegations about someone in memos or other work-related documents
  • Comments which demean, belittle or cause humiliation, embarrassment and/or unnecessary anxiety for another employee
4.5 Discrimination and Discriminatory Harassment

Workplace discrimination includes any distinction, exclusion or preference based on the protected grounds in the Ontario Human Rights Code, which nullifies or impairs equality of opportunity in employment, or equality in the terms and conditions of employment.

The protected grounds for discrimination are:

  • Race, colour, ancestry, citizenship, ethnic origin, or place of origin
  • Creed, religion
  • Age
  • Sex (including pregnancy and gender identity/expression)
  • Sexual orientation
  • Family, marital (including same-sex partnership) status
  • Disability or perceived disability
  • A record of offences for which a pardon has been granted under the Criminal Records Act (Canada) and has not been revoked, or an offence in respect of any provincial enactment

Discriminatory harassment includes comments or conduct based on the protected grounds in the Ontario Human Rights Code, which the recipient does not welcome or that offends them.

Some examples of discriminatory harassment include:

  • Offensive comments, jokes or behaviours that disparage or ridicule a person’s membership in one of the protected grounds as noted above
  • Imitating a person’s accent, speech, or mannerisms
  • Persistent or inappropriate questions about whether a person is pregnant, has children, or plans to have children
  • Inappropriate comments or jokes about an individual’s age, sexual orientation, personal appearance, or weight
4.6 Workplace Sexual Harrasment

Workplace sexual harassment is a health and safety issue that is covered under the Occupational Health and Safety Act.

The Occupational Health and Safety Act defines workplace sexual harassment as:

Engaging in a course of vexatious comment or conduct against a worker in a workplace because of sex, sexual orientation, gender identity and/or gender expression, where the course of comment or conduct is known or ought reasonably to be known to be unwelcome. The comment or conduct is not restricted to face-to-face interactions, and includes comment or conduct over the phone, during conference calls, video calls, email communication, etc.

Making a sexual solicitation or advance where the person making the solicitation or advance is in a position to confer, grant or deny a benefit or advancement to the worker and the person knows or ought reasonably to know that the solicitation or advance is unwelcome.

Some examples of sexual harassment are:

  • Sexual advances or demands that the recipient does not welcome or want
  • Threats, punishment or denial of a benefit for refusing a sexual advance
  • Offering a benefit in exchange for a sexual favour
  • Leering (persistent sexual staring)
  • Displaying sexually offensive material such as posters, pictures, calendars, cartoons, screen savers, pornographic or erotic websites, or other electronic material
  • Distributing sexually explicit email messages or attachments such as pictures or video files
  • Sexually suggestive or obscene comments or gestures
  • Unwelcome remarks, jokes, innuendoes, propositions or taunting about a person’s body, clothing, sex, sexual orientation, gender identity or gender expression
  • Persistent, unwanted attention after a consensual relationship ends
  • Physical contact of a sexual nature, such as touching or caressing
  • Sexual assault
4.7 Poisoned Work Environment

Harassing comments or conduct can poison someone’s working environment, making it a hostile or uncomfortable place to work, even if the person is not being directly targeted. This is commonly referred to as a poisoned working environment and it is a form of harassment.

Some examples of actions that can create a poisoned working environment include:

  • Displaying offensive or sexual materials such as posters, pictures, calendars, websites or screensavers
  • Distributing offensive messages or attachments such as pictures or video files (via e- mail, interoffice mail, etc.)
  • Practical jokes that embarrass or insult someone
  • Jokes or insults that are offensive, racist or discriminatory in nature

4.7.1 What is NOT Harassment?

Workplace harassment should not be confused with legitimate, reasonable, management actions that are part of the normal work function, including:

  • Measures to correct performance deficiencies, such as placing someone on a performance improvement plan
  • Setting stretch yet reasonable goals and reasonable deadlines that align to the expectations of the job and the position
  • Imposing discipline for workplace infractions
  • Requesting medical documents in support of an absence from work

The Occupational Health and Safety Act states that a reasonable action taken by an employer or supervisor relating to the management and direction of workers or the workplace is not workplace harassment.

It also does not include normal workplace conflict that may occur between individuals or differences of opinion between co-workers.

4.7.2 The Test of Harassment

It does not matter whether the employee intended to offend someone. The test of harassment is whether the employee knew or should have known that the comments or conduct was unwelcome to the other person. For example, someone may make it clear through their conduct or body language that the behaviour is unwelcome, in which case the employee must immediately stop that behaviour.

Harassment can occur from co-worker to co-worker, supervisor to employee and employee to supervisor. Differences in power and authority between the parties is not required to ground a claim of workplace harassment.

4.8 Workplace and Domestic Violence

4.8.1 Workplace Violence

Workplace violence is defined under the Occupational Health and Safety Act as:

  • The exercise of physical force by a person against a worker, in a workplace, that causes or could cause physical injury to the worker
  • An attempt to exercise physical force against a worker, in a workplace, that could cause physical injury to the worker
  • A statement or behaviour that is reasonable for a worker to interpret as a threat to exercise physical force against the worker, in a workplace, that could cause physical injury to the worker
  • It is defined broadly enough to include acts that may be considered criminal. Workplace violence includes:
    • Physically threatening behavior such as shaking a fist at someone
    • Destroying property, throwing objects
    • Verbal or written threats to physically attack a worker
    • Leaving threatening notes or sending threatening emails
    • Wielding a weapon at work
    • Stalking someone
    • Physically aggressive behaviours including hitting, shoving/pushing, standing excessively close to someone in an aggressive manner, kicking, throwing an object at someone, physically restraining someone or any other form of physical or sexual assault

Violence that occurs outside the normal workplace, but which has an impact on the working environment, including working relationships, may also be considered violence in the workplace.

4.8.2 Domestic Violence

If an employee is experiencing domestic violence that would likely expose him or her or other employees, to physical injury that may occur in the workplace, the employee has an obligation to notify the employer of such a risk. If Alectra becomes aware, or ought reasonably to be aware of domestic violence involving an employee, Alectra will take every precaution reasonable to protect the worker and their co-workers in these circumstances. This may include all or some of the following:

  • Creating a safety plan
  • Contacting the police
  • Establishing enhanced security measures and controls
  • Screening calls and blocking certain email addresses
  • Setting up priority parking or providing security escorts to their vehicle or to public transportation
  • Adjusting the employee’s work hours and location so their whereabouts are not predictable
  • Facilitating access to counseling through the Employee Assistance Program or other community programs

Alectra appreciates the sensitivity of these issues and will do its best to assist the employee as discreetly as possible while maintaining their privacy.

4.8.3 History of Violent Behaviour

If an employee can be expected to encounter a person with a known history of violent behaviour at work, and the employee is likely to be exposed to physical injury, Alectra will provide information to that employee related to the risk. Alectra will limit the disclosure of personal information to what is reasonably necessary to protect the employee from physical injury.

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5. PROCEDURE

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This procedure is intended to provide the process in which an employee can address a concern related to workplace harassment, discrimination and workplace violence, and in which they can raise a complaint either informally or formally. It also lists the responsibilities of the various stakeholders.

5.1 RESPONSIBILITIES

5.1.1 All Stakeholders

It is everyone’s responsibility to:

  • Adhere to the Respect in the Workplace Policy and Procedure and to foster an environment that is free from workplace harassment, discrimination and violence.
  • Set a good example by never engaging in, tolerating or condoning workplace harassment, sexual harassment, discrimination or violence.
  • Immediately contact the appropriate person, (i.e. their immediate leader and/or People Team), if they have received a complaint of workplace harassment, sexual harassment, violence or domestic violence or witness or become aware of harassing or violent behaviour.
5.1.2 People Leader/Immediate Leader

  • Ensure that employees are trained to:
    • Understand the Respect in the Workplace Policy and Procedure
    • Recognize the potential for workplace harassment, discrimination and violence
    • Follow the policy and procedure
    • Report and document such incidents
  • Inform their immediate leader of any incidents, up to the level of Vice President / Senior Vice President.
  • Vice President / Senior Vice President leaders must inform their Executive Committee leader, who then informs the CEO, of any incidents including the decision to investigate and the results of the investigation.
  • Respond to any complaint as soon as possible by following the internal procedures. In certain circumstance the response to a situation of workplace violence may require assistance from external bodies, including 9-1-1.
  • Take reasonable precautions to protect employees from harassment, discrimination workplace violence, and domestic violence.
  • Participate in the investigation results meetings with the complainant and respondent if requested and required, by Alectra.
  • Issue written investigation results to complainant and respondent. Take the appropriate corrective measures, regardless of respondent’s length of service or position in the company, if findings of harassment, violence or discrimination are made.
  • People Leaders who are aware of harassment, violence or discrimination and do not take action, may be subject to disciplinary action, up to and including termination.
5.1.3 Employee

  • Report to their immediate leader and/or People Team if any existence of workplace violence, domestic violence, workplace harassment or discrimination occurs. If the alleged source of the complaint is the employee’s immediate leader, the employee is encouraged to report the incident to the next leadership level, People Team or a worker certified member or worker co-chair of the Joint Health & Safety Committee.
  • Co-operate fully in any attempts to resolve a complaint and in the investigation of a complaint.
5.1.4 People Team

  • Act as a resource and answer inquiries with respect to this procedure.
  • Discuss complaints on a confidential basis with the complainant and/or the immediate leader, unless there is a requirement to release information by law, where there is risk of harm to the worker or another individual.
  • Lead in an investigation by discussing the allegations with the respondent to see if the matter can be resolved. The investigation may require taking statements from all relevant and identified parties. In all cases, a determination must be made as to whether the complaint is grounded, or not.
  • Provide coaching to an employee and assist in resolution of a complaint. This may include but is not limited to, facilitating a resolution between two or more affected parties or assisting a complainant, respondent or witness during an investigation.
  • Investigate all incidents of workplace harassment, sexual harassment, discrimination, workplace violence and domestic violence using the guidelines outlined in this procedure.
  • Participate in the investigation results meetings with the complainant and respondent.
  • Manage confidentiality and privacy.
  • Determine if a third party will investigate the allegation(s).
  • Ensure the procedure is accessible to staff.
  • Ensure all employees are trained on an annual basis on the policy.

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6. RAISING A COMPLAINT

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6.1 How a Complaint May Surface

A complaint may surface in a number of ways, including:

  • The employee(s) receiving unwanted behaviour from another individual.
  • A People Leader observing actions or behaviours that are in violation to the Code of Conduct and the Respect in the Workplace Policy and Procedure.
  • A People Leader being informed of harassment, discrimination, workplace violence or domestic violence allegations by another employee who has witnessed an alleged incident.
  • Notification by a certified worker member or worker co-chair of the Joint Health & Safety Committee.

6.2 Who to Contact

  • In emergency situations, such as certain acts of violence; contact 9-1-1 and then the immediate leader and/or the People Team.
  • In situations where the employee is not comfortable approaching the individual demonstrating the unwelcome behaviour, they may contact their immediate leader or, if the situation involves the employee’s leader, then the employee’s next leadership level, People Team or a certified worker member or worker co-chair of the Joint Health & Safety Committee.
  • Employees may also use the confidential hotline as outlined in the Whistleblower Policy. Toll-free hotline: 1-855-238-3738, Website: www.clearviewconnects.com

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7. COMPLAINT RESOLUTION

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Informal Process (no reporting): Employees may address the unwelcome behaviour directly with the person believed to be acting inappropriately towards them. This will not engage reporting, investigation, or resolution obligations under this policy and procedure.

Formal Resolution Process: Employees may choose to engage the resolution process (formal reporting and investigation processes) established in this policy and procedure:

Reporting:

  • Step 1: The complainant must report the alleged incident in writing or orally to the appropriate People Leader and/or People Team. If the alleged incident involves the complainant’s People Leader/Supervisor/Manager, then a report may be made to a certified worker member or worker co-chair of the JHSC;
    If the person believed to be acting inappropriately is not an employee (for example, a customer, supplier, or visitor), the complainant is to report the unwelcome behaviour immediately to their immediate leader, or the People Team.
  • Step 2: To ensure sufficient information is collected from the complainant in regard to the alleged incident, the complainant must complete the Respect in the Workplace Complaint Form (HRS-FRM-001) (“Form”) available through the intranet, or upon request to the person to whom the report was made. If required, the complainant may seek assistance in completing the Form, from the person to whom the report was brought.
    If required, a meeting may also be held with the complainant to document the unwelcome behaviour. This may include the nature of the incident, name(s) of the person(s) demonstrating the unwelcome behaviour, the place, date of the incident(s), possible witnesses and any other relevant facts.

Investigation:

  • Step 3: Upon receiving sufficient information to begin an investigation appropriate in the circumstance, one will be commenced as soon as practicable, and with a goal of 90 days. Certain circumstances may warrant undertaking immediate actions in order to protect the safety of all parties involved in the complaint. This may entail removing the employee and/or respondent from the work environment or temporarily separating the employee and respondent until a resolution is found. Certain circumstances may warrant a delay in commencing and/or completing an investigation appropriate in the circumstances. Reasons for immediate action and/or delay will be communicated to the parties as needed.
  • Step 4: The person tasked with performing an investigation appropriate in the circumstance, the Investigator, will review all materials provided by the complainant and respondent, take statements from them, witnesses and parties identified, prepare a report, and make a determination in regard to the complaint. The Investigator will not disclose identifying information about any individuals involved, unless disclosure is necessary for the purposes of investigating or taking corrective action or is otherwise required by law. The Investigator will keep all complaint materials in a separate physical and/or electronic folder, not accessible to anyone except the investigator. The complaint materials collected and created by the Investigator will be destroyed, at the close of the investigation, in the manner set out by this policy and procedure.

Findings/Results:

  • Step 5: The complainant and the respondent will be informed in writing of the results of the investigation and of any corrective action taken, or that will be taken as a result of the investigation. Results will be provided as soon as practical, and with a goal of 10 days after the report is completed. Respecting privacy concerns, a copy of the report is not provided to the JHSC.

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8. CONFIDENTIALITY

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Alectra recognizes the sensitive nature of harassment, discrimination, workplace violence and domestic violence and will keep all complaints confidential to the extent possible. Disclosure will only occur when necessary for the purposes of investigating or taking corrective action with respect to the incident or complaint, or otherwise required by law.

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9. CORRECTIVE ACTION

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9.1 Corrective measures

If a finding of harassment, discrimination or workplace violence is made, Alectra will take appropriate corrective measures, regardless of the respondent’s length of service or position in the Company.

Corrective measures may include one or more of the following:

  • Referral for counseling, coaching, behavioural training or retraining on the Respect in the Workplace Policy and Procedure
  • A demotion, reassignment or transfer
  • Denial of a bonus or performance related salary increase, where applicable
  • Discipline, such as a verbal warning, written warning, or suspension
  • Termination with or without cause

9.2 Complaints made in Bad Faith

If an employee makes a complaint in good faith, regardless of the outcome of the investigation, the employee will not be subject to any form of discipline.

However, Alectra will discipline anyone who brings forward a false, malicious, or vexatious complaint, up to and including termination.

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10. RECORD KEEPING

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All related documentation shall be maintained in a confidential file for a period of no less than one year from the conclusion of the investigation. Related documentation may include (but not limited to) the following:

  1. a copy of the complaint or details about the incident;
  2. a record of the investigation including notes;
  3. a copy of statements;
  4. a copy of the investigation report;
  5. a copy of the results of the investigation that were provided to the worker who reported workplace harassment and the alleged harasser; and
  6. a copy of any corrective action taken to address the complaint or incident of workplace harassment.

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11. PROTECTION FROM RETALIATION AND REPRISAL

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Alectra will not tolerate retaliation, taunts or threats against anyone who has made a complaint or takes part in an investigation. Any person who taunts, retaliates, uses their authority or threatens anyone in relation to a harassment, violence and discrimination complaint may be subject to discipline up to and including termination.

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12. DISPUTE PROCESS

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If there is any dispute related to any part of this Policy and Procedure, the employee may raise their concern with the Senior Vice President, People & Safety.

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13. APPLICABLE LEGISLATION

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13.1 Occupational Health & Safety Act R.S.O. 1990, c.0.1
13.2 Ontario Human Rights Code
13.3 Ontario Human Rights Commission (Tribunal)
13.4 Criminal Code of Canada
13.5 Workplace Safety and Insurance Act, 1997

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14. FORMS AND RELATED WORK DOCUMENTS

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14.1 Code of Conduct Policy
14.2 Health and Safety Policy
14.3 Whistleblower Policy
14.4 Workplace Harassment and Violence Complaint Form

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